Manhattan · Block 2145 · Lot 15 · 10033

4168 Broadway

6 floors · 85,176 sq ft · built 1925 · class G9 · owner of record: 177th Upper Broadway Holdings Llc

17open violations
$35,300ECB/OATH penalties owed
0HPD class C (immediately hazardous)
191dto Energy and water benchmarking

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New violations the morning after they're issued, plus deadline reminders. Free for one building.

Compliance deadlines

RequirementDueStatus
Annual parapet observation Check
Local Law 126 · By December 31 each year
What this is

If the building has a parapet facing a street, sidewalk or other public way, a competent person (such as a mason, engineer or architect) must observe it every year and the owner keeps the report for DOB on request. Detached one- and two-family homes are exempt. Agency page

Dec 31, 2026
in 70 days
Keep the report on file (not filed with DOB)
Energy and water benchmarking Likely applies
Local Law 84 · May 1 each year
What this is

Buildings over 25,000 sq ft (this lot shows 85,176 sq ft) report energy and water use for the prior calendar year through ENERGY STAR Portfolio Manager. The city's Covered Buildings List is the final word on which buildings must file. Agency page

May 1, 2027
in 191 days
Annual filing
Building emissions report Likely applies
Local Law 97 · May 1 each year (extensions available)
What this is

Covered buildings file an annual greenhouse gas emissions report certified by a registered design professional. Buildings over their emissions limit owe penalties, so it pays to check early. Agency page

May 1, 2027
in 191 days
Annual filing
Gas piping inspection (2027 cycle) Likely applies
Local Law 152 · During 2027
What this is

Buildings with gas piping (except one- and two-family homes) need a periodic gas piping inspection by a licensed master plumber every four years. Community district 12 is on the 2027 cycle; certification is filed with DOB after the inspection. Buildings with no gas piping file a certification instead. Agency page

Dec 31, 2027
in 435 days
Next cycle year 2027
Energy audit and retro-commissioning (2035) Likely applies
Local Law 87 · Calendar year 2035
What this is

Buildings over 50,000 sq ft file an Energy Efficiency Report every ten years, in the year whose last digit matches the last digit of the tax block (block 2145). Agency page

Dec 31, 2035
in 3357 days
Next due 2035

Open violations

ECB / OATH (9) · $35,300 owed
IssuedViolationHearingBalance
Sep 15, 2026Unknown CLASS - 1
AT TIME OF INSPECTION OBSERVED SPALLED /CRACKED CONCRETE AT CELLAR AND 1ST FLOOR LEVEL ALSO VIOLATION #35717621Z ISSUED ON 10-18-2025 FOR FAILURE TO MAINTAIN - PARKING STRUCTURE., COMPLY WITH CODE.
#39204134N
Nov 19, 2026
PENDING
$6,250
Apr 20, 2026Construction CLASS - 2
NOTE AT THE TIME FOR REINSPECTION FOR CLASS 1 SUMMONS ENDING IN #0846N I OBSERVED SITE CLOSED AND NO CERTIFICATE OF CORRECTION FILED UPON REVIEWING THE DEPARTMENT RECORDS. COMPLY WITH CODE
#39553219H
Dec 21, 2026
$1,250
Feb 24, 2026Construction CLASS - 2
PROJECT INFORMATION PANEL/SIDEWALK SHED PARAPET PANEL/CONSTRUCTION SIGN NOT PROVIDED OR NOT IN COMPLIANCE WITH SECTION DURING INSPECTION OF A SIDEWALK SHED IN PLACE, I OBSERVED THAT THERE WAS NO INFO PANEL AFFI
#39550852J
Dec 21, 2026
$300
Feb 24, 2026Unknown CLASS - 1
AT TIME OF INSPECTION, SUPPORTED SCAFFOLD INSTALLED ALONG MULTIPLE ELEVATIONS WAS OBSERVED WITH LOOSE, SAGGING,&INADEQUATELY SECURED DEBRIS NETTING THROUGHOUT. NETTING WAS TORN &NOT PROPERLY FASTENED TO THE FRA
#39550846N
Dec 21, 2026
$5,000
Feb 24, 2026Unknown CLASS - 2
MISCELLANEOUS VIOLATIONS. 3307.6.4.4 VERTICAL MEMBERS AND BEAMS: I OBSERVED AT EXPOSURE #1&2 SEVERAL VERTICAL POLES HAD NO HIGH VISIBILITY AFFIXED. THE VERTICAL MEMBERS NEAREST VEHICULAR ACCESS POINT SHALL BE P
#39550851H
Dec 21, 2026
PENDING
$2,500
Feb 24, 2026Construction CLASS - 1
AT TIME OF INSPECTION, IT WAS OBSERVED THAT CONTRACTOR FAILED TO POST REQUIRED WORK PERMIT IN A CONSPICUOUS PLACE AT THE SITE. NO WORK PERMITS WERE VISIBLY DISPLAYED FOR ONGOING CONSTRUCTION WORK. FAILURE TO PO
#39550853L
Dec 21, 2026
PENDING
$2,500
Oct 18, 2025Unknown CLASS - 1
FAILURE TO MAINTAIN PARKING STRUCTURE IN SAFE CONDITION.AS NOTED:AT TIME OF INSPECTION ON AN OCCUPIED PARKING STRUCTURE CONSISTING OF 5 LEVELS ABOVE GROUND LEVEL AND CELLAR,OBSERVED SPALLED/CRACKED CONCRETE AT
#35717621Z
Dec 29, 2026
DEFAULT
$12,500
Apr 11, 2025Construction CLASS - 1
FAILURE TO MAINTAIN BUILDING IN CODE COMPLIANT MANNER DUE TO MISSING MORTAR JOINTS IN MULTIPLE AREAS THROUGHOUT EXPOSURES 1&2. STEP CRACKS WITH BULGING CONDITIONS AND DETERIORATION OF BRICKS AT THE CORNERS OF T
#39144693H
Feb 5, 2026
IN VIOLATION
$2,500
Apr 5, 2025Unknown CLASS - 1
FAILURE TO MAINTAIN PARKING STRUCTURE. NOTE: AT TIME OF INSPECTION ON AN OCCUPIED PARKING STRUCTURE CONSISTING OF 6 LEVELS(1 BELOW GL, 5 ABOVE GL) I OBSERVED (1)CRACKED/SPALLING CONCRETE WITH EXPOSED STEEL REIN
#35716930H
Dec 8, 2025
IN VIOLATION
$2,500
DOB (3)
IssuedViolationStatus
Apr 11, 2025CONSTRUCTION
REQUESTING ENGINEERING REPORT DUE TO MULTIPLE STEP CRACKS WITH BULGING CONDITIONS THROUGHOUT EXP 1&2. MORTAR JOINTS MISSING AT MULTIPLE AREAS AT EXP 1&2, ALSO THE DETERIORATION OF BRICKS.
#25-00609
DOB VIOLATION - ACTIVE
Apr 5, 2025CONSTRUCTION
EWO PARKING STRUCT CONSIST OF 6 LVL.OBSERVED CRACKIG/SPALLIGCONCRETE SLAB, CONCRETE @ BEAMS, CONCRETE COLUMN & CRACKED/SPALLIG BRICK/FIRE PROOFING AS WELL AS EXPOSED/RUSTED REINFORCMNT @ MULTI LOCAT.REMDY:RET -AIN A NYS RDP TO DIRECT/SUPERV THE INSTALLN OF SAFTY MEAS @CELLAR,GL ,3-6 & PROVIDE SHORIN
#FA1201DD
DOB VIOLATION - ACTIVE
Oct 19, 2005CONSTRUCTION

#ZMTF01RNS
DOB VIOLATION - ACTIVE
DOB NOW Safety (8)
IssuedViolationStatus
Oct 2, 2026Elevators FTF-VT-PER-CO
Violation Issued-Failure To File 2025 Periodic Inspection Report
Active
Oct 2, 2026Elevators FTF-VT-PER-CO
Violation Issued-Failure To File 2025 Periodic Inspection Report
Active
Oct 2, 2026Elevators FTF-VT-PER-CO
Violation Issued-Failure To File 2025 Periodic Inspection Report
Active
Sep 23, 2026Parking Structures FTF-PS-INITL
Failure to file parking structures compliance report by 12/31/2025 as required per 1 RCNY 103-13
Active
Jul 30, 2026AEUHAZ FTC-AEU-HAZ
Active
Mar 17, 2026AEUHAZ FTC-AEU-HAZ
Active
Mar 17, 2026AEUHAZ FTC-AEU-HAZ
Active
Mar 17, 2026AEUHAZ FTC-AEU-HAZ
Active
HPD (0)

None open.

Issued in the last 120 days

DateSourceWhatNow
Oct 2, 2026DOB SafetyElevators: Violation Issued-Failure To File 2025 Periodic Inspection ReportOpen
Oct 2, 2026DOB SafetyElevators: Violation Issued-Failure To File 2025 Periodic Inspection ReportOpen
Oct 2, 2026DOB SafetyElevators: Violation Issued-Failure To File 2025 Periodic Inspection ReportOpen
Sep 23, 2026DOB SafetyParking Structures: Failure to file parking structures compliance report by 12/31/2025 as required per 1 RCNY 103-13Open
Sep 15, 2026ECBUnknown: AT TIME OF INSPECTION OBSERVED SPALLED /CRACKED CONCRETE AT CELLAR AND 1ST FLOOR LEVEL ALSO VIOLATION #35717621Z ISSUED ON 10-18-2025 FOR FAILURE TO MAINTAIN - PARKING STRUCTURE., COMPLY WITH CODE.Open
Jul 30, 2026DOB SafetyAEUHAZ: Open

Check the agency records

Always confirm on the city's own systems before acting: DOB BIS property profile · DOB NOW · HPD Online · Pay ECB/OATH penalties (CityPay)

City records as of Oct 22, 2026, 10:54 AM ET. BBL 1021450015.

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