Manhattan · Block 2142 · Lot 136 · 10033

4113 Broadway

12 floors · 46 apartments · 47,580 sq ft · built 1926 · class D4 · owner of record: 4113 Broadway Owner Llc

50open violations
$11,562ECB/OATH penalties owed
11HPD class C (immediately hazardous)
70dto Bedbug annual filing

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New violations the morning after they're issued, plus deadline reminders. Free for one building.

Compliance deadlines

RequirementDueStatus
Annual parapet observation Check
Local Law 126 · By December 31 each year
What this is

If the building has a parapet facing a street, sidewalk or other public way, a competent person (such as a mason, engineer or architect) must observe it every year and the owner keeps the report for DOB on request. Detached one- and two-family homes are exempt. Agency page

Dec 31, 2026
in 70 days
Keep the report on file (not filed with DOB)
Bedbug annual filing Applies
Local Law 69 · December 1 to 31 each year
What this is

Owners of multiple dwellings file their bedbug infestation history for the prior year with HPD and post or distribute it to tenants. Agency page

Dec 31, 2026
in 70 days
Annual
Annual notice: window guards and lead paint Applies
HPD / Health Code · January 1 to 16 each year
What this is

Deliver the annual notice to every unit asking whether a child lives there (window guards for children 10 and under; lead paint for children under 6 in pre-1960 buildings), then follow up on units that don't return it by mid-February. Agency page

Jan 16, 2027
in 86 days
Annual
Energy and water benchmarking Likely applies
Local Law 84 · May 1 each year
What this is

Buildings over 25,000 sq ft (this lot shows 47,580 sq ft) report energy and water use for the prior calendar year through ENERGY STAR Portfolio Manager. The city's Covered Buildings List is the final word on which buildings must file. Agency page

May 1, 2027
in 191 days
Annual filing
Building emissions report Likely applies
Local Law 97 · May 1 each year (extensions available)
What this is

Covered buildings file an annual greenhouse gas emissions report certified by a registered design professional. Buildings over their emissions limit owe penalties, so it pays to check early. Agency page

May 1, 2027
in 191 days
Annual filing
Annual property registration Applies
HPD registration · September 1 each year
What this is

Residential buildings with three or more units, and one- and two-family homes the owner doesn't occupy, register with HPD every year ($13 fee). An unregistered building can't start a nonpayment case in Housing Court and faces civil penalties. Agency page

Sep 1, 2027
in 314 days
Registered through 2027-09-01
Gas piping inspection (2027 cycle) Likely applies
Local Law 152 · During 2027
What this is

Buildings with gas piping (except one- and two-family homes) need a periodic gas piping inspection by a licensed master plumber every four years. Community district 12 is on the 2027 cycle; certification is filed with DOB after the inspection. Buildings with no gas piping file a certification instead. Agency page

Dec 31, 2027
in 435 days
Next cycle year 2027
Facade inspection report (Cycle 10C) Applies
Local Law 11 / FISP · Feb 21, 2027 to Feb 21, 2029
What this is

Buildings taller than six stories file a facade inspection report by a QEWI once every five-year cycle. Tax blocks ending in 1, 2 or 3 are in sub-cycle 10C. DOB facade records for this building show $408,000 in late-filing or failure-to-file penalties. Agency page

On fileCycle 10 filing on record: UNSAFE (2026-05-20)

Open violations

ECB / OATH (6) · $11,562 owed
IssuedViolationHearingBalance
Apr 8, 2025Local Law CLASS - 2
FAILURE TO SUBMIT AN ACCEPTABLE REQUIRED CYCLE 9C REPORT OF CRITICAL EXAMINATION DOCUMENTING CONDITION OF EXTERIOR WALL AND APPURTENANCES REQUIRED BY 28-302.4 FOR CONTROL #907199. REMEDY: SUBMIT ACCEPTABLE REQU
#37034726P
Jul 16, 2026
DEFAULT
$10,000
Mar 13, 2023Elevators CLASS - 2
CLASS 2: PHONE INOPERATIVE REPAIR & PROGRAM TO 24 HR EMERGENCY OPERATOR. CAR BUTTON STATION NOT TAGGED WITH NYC ID #. TAG DEVICE WITH REQUIRED SIGNAGE. CAR FLOOR NOT LEVEL TO LANDING SILL. ADJUST CAR TO LEVEL A
#39081324R
Nov 9, 2023
DEFAULT
$1,562
Jul 14, 2020Construction CLASS - 2
FAILURE TO COMPLY WITH COMMISSIONER'S ORDER TO FILE A CERTIFICATE OF CORRECTION WITH THE DEPARTMENT OF BUILDING.NOTED:AT THE TIME OF INSPECTION OWNER/RESPONDENT DID NOT COMPLY AS WITH PREVIOUS VIOLATION#3543565
#35538681R
Feb 25, 2021
IN VIOLATION
$0
Jul 14, 2020Construction CLASS - 2
FAILURE TO MAINTAIN BUILDING EXTERIOR WALLS/FACADE AND APPURTENANCES.AT THE TIME OF INSPECTION OBSERVED AT EXPOSURE 1 NORTH ELEVATION FLOWERPOT ON WINDOW LEDGE AT 15TH FLOOR,AND CRACK,OPEN JOINTS AND SPOILDING
#35538682Z
Feb 25, 2021
IN VIOLATION
$0
May 20, 2020Construction CLASS - 1
FAILURE TO MAINTAIN EXTERIOR BUILDING FACADE AND APPIRTENANCES A SNOTED EXPOSURE 1 CRACKED BRICKS THROUGHOUT FACADE EXPOSURE 2 SPALLED BRICKS BRICKS& LOOSE COPING STONE ON PARAPET EXPOSURE 3 VERTICAL CRACKING S
#35435658R
Dec 3, 2020
IN VIOLATION
$0
Feb 22, 2016Construction CLASS - 2
FAILURE TO MAINTAIN EXTERIOR BUILDING FACADE AND APPURTENANCES.NOTE: NORTH ELEVATION EXP1 CRACKED AND DISPLACED/CHIPPING EXTERIOR MASONRY FACADE AND IMPROPERLY SUPPORTED WINDOW A/C UNIT AT 10 FLOOR WERE OBSERV
#35174114X
Apr 7, 2016
STIPULATION/IN-VIO
$0
DOB (7)
IssuedViolationStatus
Jun 24, 2025CONSTRUCTION
FAILURE TO MAINTAIN BUILDING IN CODE COMPLIANT MANNER. OBSERVED AT EXPOSURE BOWED WINDOW INTEL 1 FLOOR CRACK AT PARAPET & AT CORNER OF EXPOSURE 2 AND 3. ROOF AREA CRACK AT BULDHEAD AND OPEN JOINTS/MISSING PARAPET STONE LAYING ON ROOF. REMEDY: REPAIR AND/OR REPLACE
#SR1202NS
DOB VIOLATION - ACTIVE
Aug 3, 2024FAILURE TO BENCHMARK
FAILURE TO FILE BENCHMARKING REPORT OF ENERGY USE AS PER AD. CODE SEC. 28-309.4
#00038
DOB VIOLATION - ACTIVE
May 3, 2024FAILURE TO BENCHMARK
FAILURE TO FILE BENCHMARKING REPORT OF ENERGY USE AS PER AD. CODE SEC. 28-309.4
#00277
DOB VIOLATION - ACTIVE
Feb 22, 2024NO REPORT AND / OR LATE FILING (FACADE)
FAILED TO FILE FISP CYCLE 9C TECHNICAL REPORT BY 2/21/2024
#00446
DOB VIOLATION - ACTIVE
Sep 2, 2020FAIL TO CERTIFY CLASS 1
FAILURE TO CERTIFY CORRECTION ON IMMEDIATELY HAZARDOUS (CLASS 1) ECB VIOLATION
#01403
DOB VIOLATION - ACTIVE
Dec 31, 2013NO REPORT AND / OR LATE FILING (FACADE)
FAILED TO FILE FISP CYCLE 7C TECHNICAL REPORT BY 02/21/2013
#00840
DOB VIOLATION - ACTIVE
Nov 30, 2007LOCAL LAW 11/98 - FACADE

#NRF44376
DOB VIOLATION - ACTIVE
DOB NOW Safety (13)
IssuedViolationStatus
Sep 25, 2026Benchmarking - LL84 DQ-EN-BENCH
FAILURE TO FILE BENCHMARKING REPORT OF ENERGY USE AS PER AD. CODE SEC. 28-309.4
Active
Jan 22, 2026Facades FTC-FC-SWARMP
SWARMP conditions from previous cycle have not been corrected
Active
Jan 14, 2026Facades FTC-FC-UNSAFE
Unsafe report filed
Active
Feb 28, 2025Benchmarking - LL84 DQ-EN-BENCH
FAILURE TO FILE BENCHMARKING REPORT OF ENERGY USE AS PER AD. CODE SEC. 28-309.4
Active
Dec 2, 2024Benchmarking - LL84 DQ-EN-BENCH
FAILURE TO FILE BENCHMARKING REPORT OF ENERGY USE AS PER AD. CODE SEC. 28-309.4
Active
Aug 3, 2024Benchmarking - LL84 FTF-EN-BENCH
Active
May 3, 2024Benchmarking - LL84 FTF-EN-BENCH
Active
Feb 22, 2024Facades FISPNRF
FAILED TO FILE FISP CYCLE 9C TECHNICAL REPORT BY 2/21/2024
Active
Aug 11, 2023Elevators FTF-VT-CAT1-CO
Violation Issued-Failure To File 2019 Cat1 Test Report
Active
Aug 11, 2023Elevators FTF-VT-CAT1-CO
Violation Issued-Failure To File 2019 Cat1 Test Report
Active
Sep 2, 2020AEUHAZ FTC-AEU-HAZ
Active
Dec 31, 2013Facades FISPNRF
FAILED TO FILE FISP CYCLE 7C TECHNICAL REPORT BY 02/21/2013
Active
Nov 30, 2007Facades LL1198
CYCLE 6 NO REPORT FILED
Active
HPD (25) · C 11 · B 13 · A 1
IssuedClassViolationCorrect by
May 11, 2026CApt 12A · § 27-2005 ADM CODE & 309 M/D LAW ABATE THE NUISANCE CONSISTING OF LARGE APPLIANCE BLOCKING 2ND EGRESS DOOR AT NORTH WALL IN THE KITCHEN LOCATED AT APT 12A, 12th STORY, 1st APARTMENT FROM EAST AT SOUTHMay 17, 2026
May 11, 2026BApt 7B · § 27-2017.3 HMC: TRACE AND REPAIR THE SOURCE AND ABATE THE VISIBLE MOLD CONDITION... GREATER THAN 10 SQ FEET AT CEILING IN THE BATHROOM LOCATED AT APT 7B, 7th STORY, 1st APARTMENT FROM NORTH AT EASTJun 15, 2026
May 11, 2026CApt 12C · § 27-2005 ADM CODE & 309 M/D LAW ABATE THE NUISANCE CONSISTING OF LARGE APPLIANCE BLOCKING 2ND EGRESS DOOR AT WEST WALL IN THE KITCHEN LOCATED AT APT 12C, 12th STORY, 1st APARTMENT FROM NORTH AT EASTMay 17, 2026
Jul 31, 2025BApt 11A · § 27-2005 ADM CODE PROPERLY REPAIR WITH SIMILAR MATERIAL THE BROKEN OR DEFECTIVE CERAMIC-TILES AT SOUTH AND EAST WALLS IN THE BATHROOM LOCATED AT APT 11A, 11th STORY, 1st APARTMENT FROM WEST AT NORTHSep 4, 2025
Jul 31, 2025BApt 9D · § 27-2005 HMC: PROPERLY REPAIR OR REPLACE THE BROKEN OR DEFECTIVE WALL CABINET DOORS AT WEST WALL IN THE KITCHEN LOCATED AT APT 9D, 9th STORY, 2nd APARTMENT FROM SOUTH AT WESTSep 4, 2025
Jul 31, 2025BApt 9D · § 27-2005 ADM CODE REPAIR THE BROKEN OR DEFECTIVE PLASTERED SURFACES AND PAINT IN A UNIFORM COLOR NORTH WALL AROUND ALL WINDOWS IN THE 2nd ROOM FROM EAST LOCATED AT APT 9D, 9th STORY, 2nd APARTMENT FROM SOUTH AT WESTSep 4, 2025
Jul 31, 2025CApt 11A · § 27-2017.3 HMC: TRACE AND REPAIR THE SOURCE AND ABATE THE VISIBLE MOLD CONDITION... 6 SQ FT AT CEILING, 6 SQ FT AT NORTH WALL AND 2. SQ FT AT EAST WALL IN THE BATHROOM LOCATED AT APT 11A, 11th STORY, 1st APARTMENT FROM WEST AT NORTH ORIGINAL VIOLATION 13443367 ISSUED 27-NOV-19 HAS BEEN UPGRADED TO Aug 26, 2025
Jul 31, 2025BApt 9D · § 27-2005 HMC: PROPERLY REPAIR OR REPLACE THE BROKEN OR DEFECTIVE WALL CABINET DOORS AT EAST WALL IN THE KITCHEN LOCATED AT APT 9D, 9th STORY, 2nd APARTMENT FROM SOUTH AT WESTSep 4, 2025
Jul 24, 2025CApt 7B · HMC ADM CODE: § 27-2017.4 ABATE THE INFESTATION CONSISTING OF ROACHES IN THE ENTIRE APARTMENT LOCATED AT APT 7B, 7th STORY, 1st APARTMENT FROM NORTH AT EASTAug 19, 2025
Mar 20, 2023BApt 2B · § 27-2056.7, 27-2056.17 AND 27-2056.8 ADM CODE - CERTIFY COMPLIANCE WITH LEAD-BASED PAINT HAZARD CONTROL REQUIREMENTS DURING PERIOD OF UNIT VACANCY BY SUBMITTING REQUIRED SUPPORTING DOCUMENTATION AND AFFIDAVITS FOR APARTMENT LOCATED AT APT 2B, 2nd STORY, 1st APARTMENT FROM NORTH AT EASTApr 24, 2023
Mar 20, 2023BApt 1D · § 27-2056.7, 27-2056.17 AND 27-2056.8 ADM CODE - CERTIFY COMPLIANCE WITH LEAD-BASED PAINT HAZARD CONTROL REQUIREMENTS DURING PERIOD OF UNIT VACANCY BY SUBMITTING REQUIRED SUPPORTING DOCUMENTATION AND AFFIDAVITS FOR APARTMENT LOCATED AT APT 1D, 1st STORY, 2nd APARTMENT FROM SOUTH AT WESTApr 24, 2023
Mar 20, 2023BApt 4D · § 27-2056.7, 27-2056.17 AND 27-2056.8 ADM CODE - CERTIFY COMPLIANCE WITH LEAD-BASED PAINT HAZARD CONTROL REQUIREMENTS DURING PERIOD OF UNIT VACANCY BY SUBMITTING REQUIRED SUPPORTING DOCUMENTATION AND AFFIDAVITS FOR APARTMENT LOCATED AT APT 4D, 4th STORY, 2nd APARTMENT FROM SOUTH AT WESTApr 24, 2023
Mar 20, 2023BApt 9D · § 27-2056.7, 27-2056.17 AND 27-2056.8 ADM CODE - CERTIFY COMPLIANCE WITH LEAD-BASED PAINT HAZARD CONTROL REQUIREMENTS DURING PERIOD OF UNIT VACANCY BY SUBMITTING REQUIRED SUPPORTING DOCUMENTATION AND AFFIDAVITS FOR APARTMENT LOCATED AT APT 9D, 9th STORY, 2nd APARTMENT FROM SOUTH AT WESTApr 24, 2023
Mar 20, 2023BApt 12B · § 27-2056.7, 27-2056.17 AND 27-2056.8 ADM CODE - CERTIFY COMPLIANCE WITH LEAD-BASED PAINT HAZARD CONTROL REQUIREMENTS DURING PERIOD OF UNIT VACANCY BY SUBMITTING REQUIRED SUPPORTING DOCUMENTATION AND AFFIDAVITS FOR APARTMENT LOCATED AT APT 12B, 12th STORY, 1st APARTMENT FROM NORTH AT EASTApr 24, 2023
Mar 20, 2023BApt 11C · § 27-2056.7, 27-2056.17 AND 27-2056.8 ADM CODE - CERTIFY COMPLIANCE WITH LEAD-BASED PAINT HAZARD CONTROL REQUIREMENTS DURING PERIOD OF UNIT VACANCY BY SUBMITTING REQUIRED SUPPORTING DOCUMENTATION AND AFFIDAVITS FOR APARTMENT LOCATED AT APT 11C, 11th STORY, 1st APARTMENT FROM SOUTH AT WESTApr 24, 2023
Mar 20, 2023BApt 10C · § 27-2056.7, 27-2056.17 AND 27-2056.8 ADM CODE - CERTIFY COMPLIANCE WITH LEAD-BASED PAINT HAZARD CONTROL REQUIREMENTS DURING PERIOD OF UNIT VACANCY BY SUBMITTING REQUIRED SUPPORTING DOCUMENTATION AND AFFIDAVITS FOR APARTMENT LOCATED AT APT 10C, 10th STORY, 1st APARTMENT FROM SOUTH AT WESTApr 24, 2023
Mar 20, 2023BApt 3C · § 27-2056.7, 27-2056.17 AND 27-2056.8 ADM CODE - CERTIFY COMPLIANCE WITH LEAD-BASED PAINT HAZARD CONTROL REQUIREMENTS DURING PERIOD OF UNIT VACANCY BY SUBMITTING REQUIRED SUPPORTING DOCUMENTATION AND AFFIDAVITS FOR APARTMENT LOCATED AT APT 3C, 3rd STORY, 1st APARTMENT FROM SOUTH AT WESTApr 24, 2023
Mar 15, 2023CApt 9C · § 27-2056.4(A-1) - CERTIFY COMPLIANCE WITH THE REQUIREMENT TO PERFORM ONE INVESTIGATION FOR THE PRESENCE OF LEAD-BASED PAINT THROUGH XRF TESTING IN A DWELLING UNIT WITHIN ONE YEAR AFTER A CHILD UNDER AGE SIX HAS COME TO RESIDE AFTER AUGUST 9, 2020 BY SUBMITTING THE REQUIRED SUPPORTING DOCUMENTATION Apr 5, 2023
Mar 15, 2023C§ 27-2056.4(H) AND 27-2056.17 ADM CODE -CORRECT FAILURE TO PROVIDE TO THE DEPARTMENT WITHIN 45 DAYS OF DEMAND ALL RECORDS REQUIRED TO BE MAINTAINED BY OWNER PURSUANT TO LOCAL LAW 1 OF 2004 RELATED TO LEAD-BASED PAINT NOTICES, INSPECTIONS AND REMEDIATION/ABATEMENT ACTIVITIES.Mar 19, 2023
Mar 15, 2023C§ 27-2056.4 ADM CODE- CORRECT FAILURE TO NOTIFY OCCUPANTS AND/OR TO INVESTIGATE LEAD-BASED PAINT HAZARDS.Mar 19, 2023
Feb 28, 2023CApt 11A · HMC ADM CODE: § 27-2017.4 ABATE THE INFESTATION CONSISTING OF MICE IN THE ENTIRE APARTMENT LOCATED AT APT 11A, 11th STORY, 1st APARTMENT FROM WEST AT NORTHMar 26, 2023
Feb 28, 2023CApt 11A · HMC ADM CODE: § 27-2017.4 ABATE THE INFESTATION CONSISTING OF ROACHES IN THE ENTIRE APARTMENT LOCATED AT APT 11A, 11th STORY, 1st APARTMENT FROM WEST AT NORTHMar 26, 2023
Jun 16, 2021CApt APT1C · HMC ADM CODE: § 27-2017.4 ABATE THE INFESTATION CONSISTING OF ROACHES IN THE ENTIRE APARTMENT LOCATED AT APT APT1C, 2nd STORY, 1st APARTMENT FROM WEST AT NORTHJul 12, 2021
Jul 16, 2020AApt 12C · § 27-2005 ADM CODE REPLACE WITH NEW THE MISSING (TWO) ESCUTCHEON PLATE AT CEILING AROUND RISER IN THE KITCHEN LOCATED AT APT 12C, 12th STORY, 1st APARTMENT FROM SOUTH AT WESTOct 19, 2020
Apr 10, 2019CApt 11A · HMC ADM CODE: § 27-2017.4 ABATE THE INFESTATION CONSISTING OF MICE IN THE ENTIRE APARTMENT LOCATED AT APT 11A, 11th STORY, 1st APARTMENT FROM NORTH AT EASTMay 1, 2019

Issued in the last 120 days

DateSourceWhatNow
Sep 25, 2026DOB SafetyBenchmarking - LL84: FAILURE TO FILE BENCHMARKING REPORT OF ENERGY USE AS PER AD. CODE SEC. 28-309.4Open

Check the agency records

Always confirm on the city's own systems before acting: DOB BIS property profile · DOB NOW · HPD Online · Pay ECB/OATH penalties (CityPay)

City records as of Oct 22, 2026, 3:40 AM ET. BBL 1021420136.

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