Manhattan · Block 909 · Lot 1 · 10016

407 3 Avenue

20 floors · 252 apartments · 253,489 sq ft · built 1964 · class D4 · owner of record: Chesapeake Owners Corp

42open violations
$625ECB/OATH penalties owed
7HPD class C (immediately hazardous)
Overdueto Annual property registration

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New violations the morning after they're issued, plus deadline reminders. Free for one building.

Compliance deadlines

RequirementDueStatus
Annual property registration Applies
HPD registration · September 1 each year
What this is

Residential buildings with three or more units, and one- and two-family homes the owner doesn't occupy, register with HPD every year ($13 fee). An unregistered building can't start a nonpayment case in Housing Court and faces civil penalties. Agency page

OverdueRegistration expired 2026-09-01
Gas piping inspection (2026 cycle) Likely applies
Local Law 152 · During 2026
What this is

Buildings with gas piping (except one- and two-family homes) need a periodic gas piping inspection by a licensed master plumber every four years. Community district 6 is on the 2026 cycle; certification is filed with DOB after the inspection. Buildings with no gas piping file a certification instead. Agency page

Dec 31, 2026
in 65 days
Due this year
Annual parapet observation Check
Local Law 126 · By December 31 each year
What this is

If the building has a parapet facing a street, sidewalk or other public way, a competent person (such as a mason, engineer or architect) must observe it every year and the owner keeps the report for DOB on request. Detached one- and two-family homes are exempt. Agency page

Dec 31, 2026
in 65 days
Keep the report on file (not filed with DOB)
Bedbug annual filing Applies
Local Law 69 · December 1 to 31 each year
What this is

Owners of multiple dwellings file their bedbug infestation history for the prior year with HPD and post or distribute it to tenants. Agency page

Dec 31, 2026
in 65 days
Annual
Annual notice: window guards and lead paint Applies
HPD / Health Code · January 1 to 16 each year
What this is

Deliver the annual notice to every unit asking whether a child lives there (window guards for children 10 and under; lead paint for children under 6 in pre-1960 buildings), then follow up on units that don't return it by mid-February. Agency page

Jan 16, 2027
in 81 days
Annual
Facade inspection report (Cycle 10A) Applies
Local Law 11 / FISP · Feb 21, 2025 to Feb 21, 2027
What this is

Buildings taller than six stories file a facade inspection report by a QEWI once every five-year cycle. Tax blocks ending in 4, 5, 6 or 9 are in sub-cycle 10A. Agency page

Feb 21, 2027
in 117 days
No Cycle 10 report on record yet
Energy and water benchmarking Likely applies
Local Law 84 · May 1 each year
What this is

Buildings over 25,000 sq ft (this lot shows 253,489 sq ft) report energy and water use for the prior calendar year through ENERGY STAR Portfolio Manager. The city's Covered Buildings List is the final word on which buildings must file. Agency page

May 1, 2027
in 186 days
Annual filing
Building emissions report Likely applies
Local Law 97 · May 1 each year (extensions available)
What this is

Covered buildings file an annual greenhouse gas emissions report certified by a registered design professional. Buildings over their emissions limit owe penalties, so it pays to check early. Agency page

May 1, 2027
in 186 days
Annual filing
Energy audit and retro-commissioning (2029) Likely applies
Local Law 87 · Calendar year 2029
What this is

Buildings over 50,000 sq ft file an Energy Efficiency Report every ten years, in the year whose last digit matches the last digit of the tax block (block 909). Agency page

Dec 31, 2029
in 1161 days
Next due 2029
Annual boiler inspection (2 boilers) Applies
Boiler inspection · By December 31 each year
What this is

Boilers are inspected each calendar year and the report is filed in DOB NOW: Safety within 14 days of the inspection (low-pressure boilers in residential buildings of 5 or fewer families are exempt). Latest report on record: 2026-04-28 (Accepted). Agency page

On file2026 reports accepted

Open violations

ECB / OATH (2) · $625 owed
IssuedViolationHearingBalance
Aug 3, 2020Construction CLASS - 2
FAILURE TO COMPLY WITH COMMISSIONER'S ORDER CONTAINED IN SUMMONS/VIOLATION#35410188K ISSUED ON 6/18/19 AND TO FILE A CERTIFICATE OF CORRECTION PURSUANT TO 28.201.1 AND 1RCNY 102-01(D)(2).AN ACCEPTIBLE CERTIFICA
#37019990Z
Oct 29, 2020
IN VIOLATION
$625
Jun 18, 2019Construction CLASS - 2
OCCUPANCY CONTRARY TO THAT ALLOWED BY THE CERT OF OCCUPANCY AS BUILDING DEPT RECORDS. @TIME OF INSPECTION FOUND GARAGE USED AS COMMERCIAL PARKING. C OF O INDICATE GARAGE TO BE USED FOR PASSENGER AND/OR TENANT
#35410187Z
Aug 22, 2019
IN VIOLATION
$0
DOB (8)
IssuedViolationStatus
Apr 6, 2018LOW PRESSURE BOILER
VIOLATION ISSUED FOR FAILURE TO FILE ANNUAL BOILER 2016 INSPECTION REPORT
#01523
DOB VIOLATION - ACTIVE
Apr 6, 2018LOW PRESSURE BOILER
VIOLATION ISSUED FOR FAILURE TO FILE ANNUAL BOILER 2016 INSPECTION REPORT
#01524
DOB VIOLATION - ACTIVE
Jan 3, 2017(OTHER BLDGS TYPES) - ELEVATOR AFFIRMATION OF CORRECTION
VIO ISSUED TO ELEVATOR - FAIL TO CORRECT DEFECTS ON 2015 CAT 1 INSP/TST
#01910
DOB VIOLATION - ACTIVE
Jan 3, 2017(OTHER BLDGS TYPES) - ELEVATOR AFFIRMATION OF CORRECTION
VIO ISSUED TO ELEVATOR - FAIL TO CORRECT DEFECTS ON 2015 CAT 1 INSP/TST
#01909
DOB VIOLATION - ACTIVE
Jan 3, 2017(OTHER BLDGS TYPES) - ELEVATOR AFFIRMATION OF CORRECTION
VIO ISSUED TO ELEVATOR - FAIL TO CORRECT DEFECTS ON 2015 CAT 1 INSP/TST
#01911
DOB VIOLATION - ACTIVE
Oct 1, 2015LOW PRESSURE BOILER
VIOLATION ISSUED FOR FAILURE TO FILE ANNUAL BOILER 2014 INSPECTION REPORT
#01062
DOB VIOLATION - ACTIVE
Oct 1, 2015LOW PRESSURE BOILER
VIOLATION ISSUED FOR FAILURE TO FILE ANNUAL BOILER 2014 INSPECTION REPORT
#01063
DOB VIOLATION - ACTIVE
Jul 6, 1994CONSTRUCTION

#06R01
DOB VIOLATION - ACTIVE
DOB NOW Safety (8)
IssuedViolationStatus
Oct 23, 2023Elevators FTC-VT-CAT1-CO
Violation Issued-Failure To File 2019 Cat1 Test Affirmation of Correction
Active
Apr 6, 2018Boiler LBLVIO
VIOLATION ISSUED FOR FAILURE TO FILE ANNUAL BOILER 2016 INSPECTION REPORT
Active
Apr 6, 2018Boiler LBLVIO
VIOLATION ISSUED FOR FAILURE TO FILE ANNUAL BOILER 2016 INSPECTION REPORT
Active
Jan 3, 2017Elevators ACC1
Active
Jan 3, 2017Elevators ACC1
Active
Jan 3, 2017Elevators ACC1
Active
Oct 1, 2015Boiler LBLVIO
VIOLATION ISSUED FOR FAILURE TO FILE ANNUAL BOILER 2014 INSPECTION REPORT
Active
Oct 1, 2015Boiler LBLVIO
VIOLATION ISSUED FOR FAILURE TO FILE ANNUAL BOILER 2014 INSPECTION REPORT
Active
HPD (25) · C 7 · B 10 · A 8
IssuedClassViolationCorrect by
Oct 7, 2026CApt 19B · § 27-2031 ADM CODE PROVIDE HOT WATER AT ALL HOT WATER FIXTURES IN THE ENTIRE APARTMENT LOCATED AT APT 19B, 18th STORY, 1st APARTMENT FROM NORTH AT EASTOct 7, 2026
Apr 22, 2026CApt 19E · § 27-2070 ADM CODE PROVIDE AN ADEQUATE SUPPLY OF GAS TO THE FIXTURES AT RANGE IN THE KITCHEN LOCATED AT APT 19E, 19th STORY, 1st APARTMENT FROM SOUTH AT WESTApr 28, 2026
May 7, 2025CApt 2J · § 27-2005, 27-2007, 27-2041.1 HMC, §238, § 309; § 107 (2) ( C) MDL AND 28 RCNY §25-171: REPLACE OR REPAIR THE SELF-CLOSING DOORS THAT IS MISSING OR DEFECTIVE HINGES IN THE ENTRANCE LOCATED AT APT 2J, 2nd STORY, 5th APARTMENT FROM EAST AT SOUTHMay 21, 2025
May 7, 2025B§ 27-2005 HMC: PROPERLY REPAIR OR REPLACE THE BROKEN OR DEFECTIVE LATCH SET AT DOOR IN THE COMPACTOR CLOSET LOCATED AT PUBLIC PARTS, 11th STORYJun 11, 2025
May 7, 2025B§ 27-2005 HMC: PROPERLY REPAIR OR REPLACE THE BROKEN OR DEFECTIVE LATCH SET AT HOPPER DOOR IN THE COMPACTOR CLOSET LOCATED AT PUBLIC PARTS, 1st STORYJun 11, 2025
May 7, 2025B§ 27-2005 HMC: PROPERLY REPAIR OR REPLACE THE BROKEN OR DEFECTIVE LATCH SET AT NORTH FIRE EXIT DOOR IN THE PUBLIC HALL LOCATED AT PUBLIC PARTS, 6th STORYJun 11, 2025
May 7, 2025B§ 27-2005 HMC: REFIT FIRE EXIT DOOR TO BUILDING FRONT FROM OFFICE AREA IN THE PUBLIC HALL LOCATED AT PUBLIC PARTS, 1st STORYJun 11, 2025
May 7, 2025B§ 27-2005 HMC: PROPERLY REPAIR OR REPLACE THE BROKEN OR DEFECTIVE LATCH SET AT DOOR IN THE COMPACTOR CLOSET LOCATED AT PUBLIC PARTS, 8th STORYJun 11, 2025
May 7, 2025B§ 27-2005 HMC: PROPERLY REPAIR OR REPLACE THE BROKEN OR DEFECTIVE LATCH SET AT HOPPER DOOR IN THE COMPACTOR CLOSET LOCATED AT PUBLIC PARTS, 3rd STORYJun 11, 2025
Apr 22, 2025C§ 27-2005, 27-2007, 27-2041.1 HMC, §238, § 309; § 107 (2) ( C) MDL AND 28 RCNY §25-171: REPLACE OR REPAIR THE SELF-CLOSING DOORS THAT IS MISSING OR DEFECTIVE LATCH SET AT HOPPER DOOR IN THE COMPACTOR CLOSET LOCATED AT PUBLIC PARTS, 13th STORYMay 6, 2025
Apr 22, 2025B§ 27-2005 ADM CODE PROVIDE OPERABLE HANDLE AT WEST BULKHEAD DOOR EXTERIOR TO ALLOW INGRESS FROM ROOF TO BULKHEAD LANDINGMay 27, 2025
Apr 22, 2025B§ 27-2005 ADM CODE PROVIDE OPERABLE HANDLE AT EAST BULKHEAD DOOR EXTERIOR TO ALLOW INGRESS FROM ROOF TO BULKHEAD LANDING LOCATED AT PUBLIC PARTSMay 27, 2025
Apr 22, 2025CApt 21E · § 27-2005, 27-2007, 27-2041.1 HMC, §238, § 309; § 107 (2) ( C) MDL AND 28 RCNY §25-171: REPLACE OR REPAIR THE SELF-CLOSING DOORS THAT IS MISSING OR DEFECTIVE HINGES IN THE ENTRANCE LOCATED AT APT 21E, 20th STORY, 1st APARTMENT FROM WEST AT NORTHMay 6, 2025
Apr 22, 2025CApt 17G · § 27-2005, 27-2007, 27-2041.1 HMC, §238, § 309; § 107 (2) ( C) MDL AND 28 RCNY §25-171: REPLACE OR REPAIR THE SELF-CLOSING DOORS THAT IS MISSING OR DEFECTIVE HINGES IN THE ENTRANCE LOCATED AT APT 17G, 16th STORY, 1st APARTMENT FROM WEST AT NORTHMay 6, 2025
Apr 22, 2025CApt 16F · § 27-2005, 27-2007, 27-2041.1 HMC, §238, § 309; § 107 (2) ( C) MDL AND 28 RCNY §25-171: REPLACE OR REPAIR THE SELF-CLOSING DOORS THAT IS MISSING OR DEFECTIVE HINGES IN THE ENTRANCE LOCATED AT APT 16F, 15th STORY, 2nd APARTMENT FROM SOUTH AT WESTMay 6, 2025
Jul 15, 2022AApt 9L · § 27-2005 ADM CODE REFIT UPPER AND LOWER WINDOW SASHES IN THE 2nd ROOM FROM EAST LOCATED AT APT 9L, 9th STORY, 2nd APARTMENT FROM EAST AT SOUTHOct 18, 2022
Jul 15, 2022AApt 9L · § 27-2005 ADM CODE REFIT UPPER AND LOWER WINDOW SASHES IN THE 1st ROOM FROM EAST LOCATED AT APT 9L, 9th STORY, 2nd APARTMENT FROM EAST AT SOUTHOct 18, 2022
Jul 15, 2022A§ 27-2049 ADM CODE POST AND MAINTAIN A STREET NUMBER ON THE FRONT OF THE DWELLING PLAINLY VISIBLE FROM THE SIDEWALK.Oct 18, 2022
Jul 15, 2022A§ 329, M/D LAW AND DEPT. RULES AND REGS. PROVIDE A COMPLETED CERTIFICATE OF INSPECTION VISITS IN A PROPER FRAME AT OR NEAR MAILBOXES, BOTTOM EDGE OF FRAME BETWEEN 48-62 INCHES ABOVE FLOOR MISSING AT PUBLIC HALL, 1st STORYOct 18, 2022
Oct 11, 2018AApt 11K · § 27-2005 ADM CODE REPAIR THE BROKEN OR DEFECTIVE PLASTERED SURFACES AND PAINT IN A UNIFORM COLOR AT CEILING AND ALL WALLS THROUGHOUT IN THE ENTIRE APARTMENT LOCATED AT APT 11K, 11th STORY, 1st APARTMENT FROM SOUTH AT WESTJan 14, 2019
Oct 11, 2018AApt 11K · § 27-2013 ADM CODE PAINT WITH LIGHT COLORED PAINT TO THE SATISFACTION OF THIS DEPARTMENT THE CEILING AND ALL WALLS THROUGHOUT IN THE ENTIRE APARTMENT LOCATED AT APT 11K, 11th STORY, 1st APARTMENT FROM SOUTH AT WESTJan 14, 2019
Nov 3, 2016A§ 329, M/D LAW AND DEPT. RULES AND REGS. PROVIDE A COMPLETED CERTIFICATE OF INSPECTION VISITS IN A PROPER FRAME AT OR NEAR MAILBOXES, BOTTOM EDGE OF FRAME BETWEEN 48-62 INCHES ABOVE FLOOR THAT IS MISSING AT PUBLIC HALL, 1st STORYFeb 6, 2017
Jul 1, 2008BApt 12P · D26-10.01 ADM CODE PROPERLY REPAIR THE BROKEN OR DEFECTIVE UPPER WINDOW SASHES AT CENTER ROOM 12TH TY REAR EAST APT 12P. LOCATED AT APT 12PAug 5, 2008
Jul 1, 2008AApt 12P · D26-12.01 ADM CODE PAINT WITH LIGHT COLORED PAINT TO THE SATISFACTION OF THIS DEPARTMENT CEILING BATHROOM 12TH STY REAR EAST APT 12P. LOCATED AT APT 12POct 4, 2008
Jul 1, 2008BApt 12P · D26-10.01 ADM CODE REPLACE WITH NEW THE BROKEN OR DEFECTIVE LOWER STOP BATHROOM AT BATHTUB 12TH STY REAR EAST APT 12P. LOCATED AT APT 12PAug 5, 2008

Issued in the last 120 days

DateSourceWhatNow
Oct 7, 2026HPD C§ 27-2031 ADM CODE PROVIDE HOT WATER AT ALL HOT WATER FIXTURES IN THE ENTIRE APARTMENT LOCATED AT APT 19B, 18th STORY, 1st APARTMENT FROM NORTH AT EASTOpen

Check the agency records

Always confirm on the city's own systems before acting: DOB BIS property profile · DOB NOW · HPD Online · Pay ECB/OATH penalties (CityPay)

City records as of Oct 27, 2026, 5:48 PM ET. BBL 1009090001.

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