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Manhattan · Block 838 · Lot 48 · 10018

402 5 Avenue

9 floors · 83,278 sq ft · built 1914 · class O6 · owner of record: 404 Fifth Owner Llc

63open violations
$110,430ECB/OATH penalties owed
0HPD class C (immediately hazardous)
188dto Energy and water benchmarking

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New violations the morning after they're issued, plus deadline reminders. Free for one building.

Compliance deadlines

RequirementDueStatus
Annual parapet observation Check
Local Law 126 · By December 31 each year
What this is

If the building has a parapet facing a street, sidewalk or other public way, a competent person (such as a mason, engineer or architect) must observe it every year and the owner keeps the report for DOB on request. Detached one- and two-family homes are exempt. Agency page

Dec 31, 2026
in 67 days		Keep the report on file (not filed with DOB)
Energy and water benchmarking Likely applies
Local Law 84 · May 1 each year
What this is

Buildings over 25,000 sq ft (this lot shows 83,278 sq ft) report energy and water use for the prior calendar year through ENERGY STAR Portfolio Manager. The city's Covered Buildings List is the final word on which buildings must file. Agency page

May 1, 2027
in 188 days		Annual filing
Building emissions report Likely applies
Local Law 97 · May 1 each year (extensions available)
What this is

Covered buildings file an annual greenhouse gas emissions report certified by a registered design professional. Buildings over their emissions limit owe penalties, so it pays to check early. Agency page

May 1, 2027
in 188 days		Annual filing
Facade inspection report (Cycle 10B) Applies
Local Law 11 / FISP · Feb 21, 2026 to Feb 21, 2028
What this is

Buildings taller than six stories file a facade inspection report by a QEWI once every five-year cycle. Tax blocks ending in 0, 7 or 8 are in sub-cycle 10B. DOB facade records for this building show $650,700 in late-filing or failure-to-file penalties. Agency page

Feb 21, 2028
in 484 days		No Cycle 10 report on record yet
Energy audit and retro-commissioning (2028) Likely applies
Local Law 87 · Calendar year 2028
What this is

Buildings over 50,000 sq ft file an Energy Efficiency Report every ten years, in the year whose last digit matches the last digit of the tax block (block 838). Agency page

Dec 31, 2028
in 798 days		Next due 2028
Gas piping inspection (2029 cycle) Likely applies
Local Law 152 · During 2029
What this is

Buildings with gas piping (except one- and two-family homes) need a periodic gas piping inspection by a licensed master plumber every four years. Community district 5 is on the 2029 cycle; certification is filed with DOB after the inspection. Buildings with no gas piping file a certification instead. Agency page

Dec 31, 2029
in 1163 days		Next cycle year 2029
Annual boiler inspection (1 boiler) Applies
Boiler inspection · By December 31 each year
What this is

Boilers are inspected each calendar year and the report is filed in DOB NOW: Safety within 14 days of the inspection (low-pressure boilers in residential buildings of 5 or fewer families are exempt). Latest report on record: 2026-07-31 (Accepted). Agency page

On file2026 reports accepted

Open violations

ECB / OATH (30) · $110,430 owed
IssuedViolationHearingBalance
Jul 30, 2026Construction CLASS - 2
AT THE TIME OF INSPECTION NO ACCESS OBTAINED, CONTRACTOR FAILED TO FILE CERTIFICATE OF CORRECTION. NO CORRECTIVE MEASURES ON RECORD FOR VIOLATION#039552471P ISSUED ON 3.31.2026. COMPLY WITH CODE FILE CERTIFICA
#39557288J		May 25, 2027
$1,250
Jun 3, 2026Construction CLASS - 2
GENERAL CONTRACTOR FAILED TO FILE CERTIFICATE OF CORRECTION WITH THE DOB. NO CORRECTIVE MEASURES ON RECORD FOR VIOLATION# 0395522473Z ISSUED ON 3.31.2026...
#39554951N		Mar 19, 2027
PENDING		$1,250
Jun 3, 2026Construction CLASS - 2
GENERAL CONTRACTOR FAILED TO FILE CERTIFICATE OF CORRECTION WITH THE DOB. NO CORRECTIVE MEASURES ON RECORD FOR VIOLATION# 039552471P ISSUED ON 3.31.2026...
#39554954Z		Mar 19, 2027
PENDING		$1,250
Jun 1, 2026Construction CLASS - 2
GENERAL CONTRACTOR FAILED TO FILE CERTIFICATE OF CORRECTION WITH THE DOB. NO CORRECTIVE MEASURES ON RECORD FOR VIOLATION# 039552485X ISSUED ON 3.31.2026....
#39554840K		Mar 25, 2027
PENDING		$1,250
Jun 1, 2026Construction CLASS - 2
GENERAL CONTRACTOR FAILED TO FILE CERTIFICATE OF CORRECTION WITH THE DOB. NO CORRECTIVE MEASURES ON RECORD FOR VIOLATION# 039552469X ISSUED 3.31.2026...
#39554831Z		May 27, 2027
PENDING		$1,250
Jun 1, 2026Construction CLASS - 2
GENERAL CONTRACTOR FAILED TO FILE CERTIFICATE OF CORRECTION WITH THE DOB. NO CORRECTIVE MEASURES ON RECORD FOR VIOLATION# 039552478H ISSUED 3.31.2026...
#39554846L		Mar 25, 2027
PENDING		$1,250
Jun 1, 2026Construction CLASS - 2
GENERAL CONTRACTOR FAILED TO FILE CERTIFICATE OF CORRECTION WITH THE DOB. NO CORRECTIVE MEASURES ON RECORD FOR VIOLATION# 039552484Y
#39554835X		Mar 25, 2027
PENDING		$1,250
Jun 1, 2026Construction CLASS - 2
GENERAL CONTRACTOR FAILED TO FILE CERTIFICATE OF CORRECTION WITH THE DOB. NO CORRECTIVE MEASURES ON RECORD FOR VIOLATION# 039552479J ISSUED ON 3.31.2026...
#39554842Y		Mar 25, 2027
PENDING		$1,250
Jun 1, 2026Construction CLASS - 2
GENERAL CONTRACTOR FAILED TO FILE CERTIFICATE OF CORRECTION WITH THE DOB. NO CORRECTIVE MEASURES ON RECORD FOR VIOLATION# 039552470N ISSUED 3.31.2026...
#39554841M		Aug 6, 2026
DEFAULT		$6,250
Apr 20, 2026Local Law CLASS - 2
FAILURE TO FILE ACCEPTABLE AMENDED CYCLE 9B REPORT INDICATING CORRECTION OF UNSAFE CONDITIONS DESCRIBED IN INITIAL FACADES REPORT REQUIRED BY 28-302.5 FOR CONTROL #902208. REMEDY: FILE ACCEPTABLE REPORT.
#37036713P		Jul 30, 2026
DEFAULT		$6,250
Apr 9, 2026Construction CLASS - 1
FAILURE TO MAINTAIN. OBSERVED AT SOUTHWEST CORNER OF ROOF, STEEL FRAME STAIRCASE GOING DOWN TOWARD FIRE TOWER, 3RD STAIRCASE RUNG/ STEP BROKEN/MISSING. CAUSING A FALL/ TRIPPING HAZARD., REPAIR AND/REPLACE
#39183959H		Jun 18, 2026
DEFAULT		$12,500
Mar 31, 2026Unknown CLASS - 1
OBSERVED UNSUITABLE, ELECTRICAL CONDITIONS CREATING A POTENTIAL ELECTRICAL HAZARD LEADING INTO A POSSIBLE FIRE DO TO UNSAFE & UNSECURED ELECTRICAL CONNECTIONS AND ELECTRICAL PANELS EXPOSED W/ LIVE WIRES W/OUT C
#39552471P		Apr 6, 2027
DEFAULT		$1,630
Mar 31, 2026Unknown CLASS - 1
AT TIME OF DOB INSPECTION UNDER PERMIT #M01348326, ACTIVE MULTI-FLOOR DEMOLITION SITE WITH NO COMPETENT PERSON PRESENT. INDIVIDUAL IDENTIFIED AS CP FAILED TO PRODUCE SST CARD; NO ALTERNATE CS ON PW2. REQUIRED D
#39552470N		Jun 4, 2026
DEFAULT		$10,000
Mar 31, 2026Unknown CLASS - 1
BC 3314.4.3.1.1 AT TIME OF INSPECTION, SUSPENDED SCAFFOLD OBSERVED IN USE AT INTERIOR EXPOSURE. NO SPECIAL PROVISIONS OR PE DESIGN PROVIDED FOR USE OF PARAPETS. UPON REQUEST, NO RIGGING PLAN, LETTER, OR REPORT
#39552479J		Feb 9, 2027
PENDING		$5,000
Mar 31, 2026Unknown CLASS - 1
BCB-3314.6.2 AT TIME OF INSPECTION OF A 9-STORY BUILDING UNDER CONSTRUCTION, LIFELINES FOR SUSPENDED SCAFFOLD IN USE WERE NOT PROTECTED AT POINTS OF CONTACT, INCLUDING PARAPET WALL AND ROOFTOP. CONDITION OBSERV
#39552482K		Feb 9, 2027
PENDING		$5,000
Mar 31, 2026Site Safety CLASS - 1
BC 3301.7 AT TIME OF INSPECTION, NO APPROVED PLANS OR REQUIRED DOCUMENTS ON SITE FOR SIDEWALK SHED, PIPE SCAFFOLD, OUTRIGGER BEAMS, OR C-HOOKS. REQUESTED DRAWINGS AND SUPPORTING DOCUMENTS NOT PROVIDED. WORK PER
#39552484Y		Feb 9, 2027
PENDING		$2,500
Mar 31, 2026Unknown CLASS - 1
BC 3314.10.9 AT TIME OF INSPECTION, IMPROPER INSTALLATION OF HORIZONTAL TIE-BACKS OBSERVED. TIE-BACKS NOT INSTALLED PERPENDICULAR TO BUILDING/STRUCTURE; OPPOSING ANGLE CONFIGURATION NOTED. SINGLE TIE-BACK INSTA
#39552478H		Feb 9, 2027
PENDING		$5,000
Mar 31, 2026Unknown CLASS - 1
MISCELLANEOUS VIOLATIONS.3314.3.4 DURING INSPECTION OF A 9TH STORY BLDG WITH SUPPORTED PIPE SCAFFOLD APPROX 80 FEET HIGH AT EXPOSURE #4 ERECTED NEAR WINDOWS WITH OUT PROTECTION,I REQUESTED TO SEE THE LOAD IMPOS
#39552480R		Feb 9, 2027
PENDING		$5,000
Mar 31, 2026Unknown CLASS - 1
3314.1 AT TIME OF INSPECTION, SUPPORTED SCAFFOLD OBSERVED WITH SAFETY NETTING IMPROPERLY INSTALLED AND NOT ADEQUATELY SECURED. NETTING LOOSE AND NOT FASTENED TO STRUCTURE. SCAFFOLD PIPES OBSERVED IMPROPERLY FAS
#39552481Z		Feb 9, 2027
PENDING		$5,000
Mar 31, 2026Unknown CLASS - 1
BCB-3314.4.3.2 AT TIME OF INSPECTION OF AN 9-STORY BUILDING FACADE, SUSPENDED SCAFFOLD OBSERVED IN USE AT MULTIPLE EXPOSURES. REQUIRED INSTALLATION/INSPECTION REPORT FOR SCAFFOLD NOT PROVIDED OR AVAILABLE UPON
#39552483M		Feb 9, 2027
PENDING		$5,000
Mar 31, 2026Unknown CLASS - 1
BC 3314.4.1.5 AT TIME OF INSPECTION, RIGGER BEAMS AND SUSPENDED SCAFFOLD OBSERVED INSTALLED AT EXPOSURE #3 INTERIOR AND READILY AVAILABLE FOR USE. NO NOTIFICATION ON FILE. FAILED TO NOTIFY DOB PRIOR TO INSTALLA
#39552485X		Feb 9, 2027
PENDING		$5,000
Mar 31, 2026Unknown CLASS - 1
OBSERVED WORKERS HANDLING MATERIALS & EQUIPMENT W/OUT SAFETY FOR PEDESTRIANS COMMUTING ON THE PUBLIC SIDEWALK, NO FLAG PERSON, NO FLUORESCENT SIGNS, MARKS, TEMP CAZ OR MARKS TO ADVERT COMMUTING PEDESTRIANS DURI
#39552473Z		Apr 6, 2027
DEFAULT		$5,030
Mar 31, 2026Unknown CLASS - 1
OBSERVED BEING PERFORMED AT MULTIPLE LOCATIONS AND MAKE-SHIFT PLATFORMS FOR ACCESS, EGRESS, WORK AREAS AT MULTIPLE LOCATIONS AND OVER OPEN AREAS, NO DESIGN DRAWINGS NOR ORIENTATIONS, PRE-SHIFTS OR TOOLBOX TALKS
#39552469X		Apr 6, 2027
DEFAULT		$5,030
Mar 31, 2026Site Safety CLASS - 1
8 STORY BLDG. W/ DEMO OPERATIONS, NO SITE SAFETY PLAN, NO DEMOLITION PLANS, PRE-SHIFTS, TOOL BOX, ORIENTATIONS, NOR CS DAILY LOG BOOK TO VERIFY THE DESIGNATION OF THE COMPETENT THAT DIDN'T POSSESSED A 62 HR SST
#39552468Y		Apr 6, 2027
DEFAULT		$2,530
Mar 31, 2026Unknown CLASS - 1
ACTIVE DEMOLITION JOBSITE W/ MULTI FLOORS ON A 8 STRY BUILDINGS, OBSERVED INADEQUATE THAT SIGNS WERE MISSING EXIT, FLOORS, SMOKING SIGNS MULTI LOCATIONS OF JOBSITE. MISSING FLOOR/ EXIT/ STAIR LOCATION SIGNS ARE
#39552472R		Apr 6, 2027
DEFAULT		$5,030
Mar 31, 2026Unknown CLASS - 1
ACTIVE DEMOLITION PERSON STATING THAT WAS THE COMPETENT PERSON, THE PERSON STATED THAT DIDN'T HAVE THE SST CARD IN HIS POSSESSION. NO ALTERNATE CONSTRUCTION SUPERINTENDENT ON SITE UPON ANSWER STATING THE CS ON
#39552467M		Apr 6, 2027
DEFAULT		$5,030
Feb 7, 2025Construction CLASS - 2
AT TIME OF INSPECTON I OBSERVED SIDEWALK SHED INSTALLED ON EXPOSURE # 1 AND 4 WITHOUT SIGNS OR PROJECT INFORMATION PANEL ON THE SHED PARAPET, TO DISPLAY THE NAME AND THE CONTACT INFORMATION OF THE OWNER OR THE
#39536773K		Oct 17, 2025
IN VIOLATION		$0
Feb 29, 2024Construction CLASS - 2
AT THE TIME OF MY INSPECTION OF AN EXISTING 9 STORY BUILDING, I OBSERVE EXPOSURE 1 CORNER OF 2, 5 AVE INSTALLED SIDEWALK SHED NOT EXTENDED 5' AS PER CODE REQUIREMENTS, MAINTAIN SIDEWALK SHED AS PER CODE ECB VIO
#39525997X		Mar 21, 2025
IN VIOLATION		$2,400
Aug 15, 2023Construction CLASS - 2
FAILURE TO MAINTIAN EXTERIOR BUILDING WALLS AND APPURTENANCES. AS NOTED AT TIME OF INSPECTION I OBSERVED ON EXPOSURE #2 SOUTH ELEVATION: SPALLING BRICKS, CRACK IN COPING STONE. ROOF: CRACKS AND OPEN CRACKS ON B
#35674555M		Jul 18, 2024
IN VIOLATION		$1,250
Aug 14, 2019Elevators CLASS - 2
2X10, 99BB15. 2X10-PHONE INOPERATIVE; 99BB15-CAT1 TAG EXPIRED.
#38271228H		Oct 10, 2019
DEFAULT		$0
DOB (9)
IssuedViolationStatus
Aug 1, 2024FAILURE TO CORRECT SWARMP CONDITIONS (FACADE)
FAILURE TO CORRECT SWARMP CONDITIONS
#00002		DOB VIOLATION - ACTIVE
Jan 9, 2024HAZARDOUS CONDITION (FACADE)
CYCLE 9B UNSAFE REPORT FILED
#911369		DOB VIOLATION - ACTIVE
Jul 6, 2023CONSTRUCTION
EMERGENCY WORK ORDER DUE TO CRACKED DECORATIVE STONES AT EXPOSURES#3 NORTH WEST ELEVATION REMEDY:IMMEDIATELY TAKE&PROVIDE SAFETY MEASURES TO SECURE PUBLIC SAFETY AT EXPOSURE#3 NORTH WEST ELEVATION
#LL10501CC		DOB VIOLATION - ACTIVE
Feb 22, 2023NO REPORT AND / OR LATE FILING (FACADE)
FAILED TO FILE FISP CYCLE 9B TECHNICAL REPORT BY 2/21/2023
#01422		DOB VIOLATION - ACTIVE
Aug 10, 2021ELEVATOR

#9027/706601		DOB VIOLATION - ACTIVE
Apr 5, 2019ELEVATOR ANNUAL INSPECTION / TEST
VIOLATION ISSUED TO ELEVATOR - FAILURE TO FILE CATEGORY 1 2017 INSPECTION/TEST
#00650		DOB VIOLATION - ACTIVE
Oct 22, 2002ELEVATOR

#1P12738		DOB VIOLATION - ACTIVE
Oct 22, 2002ELEVATOR

#1P6296		DOB VIOLATION - ACTIVE
Oct 22, 2002ELEVATOR

#1P6295		DOB VIOLATION - ACTIVE
DOB NOW Safety (29)
IssuedViolationStatus
May 15, 2026AEUHAZ FTC-AEU-HAZ
Active
May 15, 2026AEUHAZ FTC-AEU-HAZ
Active
May 15, 2026AEUHAZ FTC-AEU-HAZ
Active
May 15, 2026AEUHAZ FTC-AEU-HAZ
Active
May 15, 2026AEUHAZ FTC-AEU-HAZ
Active
May 15, 2026AEUHAZ FTC-AEU-HAZ
Active
May 15, 2026AEUHAZ FTC-AEU-HAZ
Active
May 15, 2026AEUHAZ FTC-AEU-HAZ
Active
May 15, 2026AEUHAZ FTC-AEU-HAZ
Active
May 15, 2026AEUHAZ FTC-AEU-HAZ
Active
May 15, 2026AEUHAZ FTC-AEU-HAZ
Active
May 15, 2026AEUHAZ FTC-AEU-HAZ
Active
Oct 10, 2025Elevators FTC-VT-PER-CO
Violation Issued-Failure To File 2024 Periodic Inspection Affirmation of Correction		Active
Oct 10, 2025Elevators FTC-VT-CAT1-CO
Violation Issued-Failure To File 2024 Cat1 Test Affirmation of Correction		Active
Oct 10, 2025Elevators FTC-VT-CAT1-CO
Violation Issued-Failure To File 2024 Cat1 Test Affirmation of Correction		Active
Oct 11, 2024Elevators FTC-VT-PER-CO
Violation Issued-Failure To File 2023 Periodic Inspection Affirmation of Correction		Active
Oct 11, 2024Elevators FTC-VT-PER-CO
Violation Issued-Failure To File 2023 Periodic Inspection Affirmation of Correction		Active
Oct 11, 2024Elevators FTC-VT-PER-CO
Violation Issued-Failure To File 2023 Periodic Inspection Affirmation of Correction		Active
Aug 1, 2024Facades FISPFCS
FAILURE TO CORRECT SWARMP CONDITIONS		Active
Jan 9, 2024Facades FISPHAZ
CYCLE 9B UNSAFE REPORT FILED		Active
Oct 23, 2023Elevators FTC-VT-CAT1-CO
Violation Issued-Failure To File 2019 Cat1 Test Affirmation of Correction		Active
Oct 23, 2023Elevators FTC-VT-CAT1-CO
Violation Issued-Failure To File 2022 Cat1 Test Affirmation of Correction		Active
Oct 23, 2023Elevators FTC-VT-CAT1-CO
Violation Issued-Failure To File 2019 Cat1 Test Affirmation of Correction		Active
Aug 11, 2023Elevators FTF-VT-CAT1-CO
Violation Issued-Failure To File 2018 Cat1 Test Report		Active
Feb 22, 2023Facades FISPNRF
CYCLE 9B NO REPORT FILED		Active
Jul 30, 2019Elevators EVCAT5
Active
Jul 30, 2019Elevators EVCAT5
Active
Jul 30, 2019Elevators EVCAT5
Active
Apr 5, 2019Elevators EVCAT1
Active
HPD (0)

None open.

Issued in the last 120 days

DateSourceWhatNow
Jul 30, 2026ECBConstruction: AT THE TIME OF INSPECTION,NO ACCESS OBTAINED. CONTRACTOR FAILED TO COMPLY WITH COMMISSIONER'S ORDER. NO CORRECTIVE MEASURES ON RECORD FOR VIOLATION#039552470N ISSUED ON 3.31.2026. COMPLY WITH CODE FILE A CERTIFClosed
Jul 30, 2026ECBConstruction: AT THE TIME OF INSPECTION NO ACCESS OBTAINED, CONTRACTOR FAILED TO FILE CERTIFICATE OF CORRECTION. NO CORRECTIVE MEASURES ON RECORD FOR VIOLATION#039552471P ISSUED ON 3.31.2026. COMPLY WITH CODE FILE CERTIFICAClosed
Jul 30, 2026DOB SafetyAEUHAZ: Closed

Check the agency records

Always confirm on the city's own systems before acting: DOB BIS property profile · DOB NOW · HPD Online · Pay ECB/OATH penalties (CityPay)

City records as of Oct 25, 2026, 9:49 AM ET. BBL 1008380048.

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