Manhattan · Block 1012 · Lot 26 · 10018

209 West 40 Street

7 floors · 32,237 sq ft · built 1912 · class O3 · owner of record: 211 West 40th Street, Inc.

53open violations
$39,875ECB/OATH penalties owed
0HPD class C (immediately hazardous)
168dto Energy and water benchmarking

Get an email when anything changes here

New violations the morning after they're issued, plus deadline reminders. Free for one building.

Compliance deadlines

RequirementDueStatus
Annual parapet observation Check
Local Law 126 · By December 31 each year
What this is

If the building has a parapet facing a street, sidewalk or other public way, a competent person (such as a mason, engineer or architect) must observe it every year and the owner keeps the report for DOB on request. Detached one- and two-family homes are exempt. Agency page

Dec 31, 2026
in 47 days
Keep the report on file (not filed with DOB)
Energy and water benchmarking Likely applies
Local Law 84 · May 1 each year
What this is

Buildings over 25,000 sq ft (this lot shows 32,237 sq ft) report energy and water use for the prior calendar year through ENERGY STAR Portfolio Manager. The city's Covered Buildings List is the final word on which buildings must file. Agency page

May 1, 2027
in 168 days
Annual filing
Building emissions report Likely applies
Local Law 97 · May 1 each year (extensions available)
What this is

Covered buildings file an annual greenhouse gas emissions report certified by a registered design professional. Buildings over their emissions limit owe penalties, so it pays to check early. Agency page

May 1, 2027
in 168 days
Annual filing
Facade inspection report (Cycle 10C) Applies
Local Law 11 / FISP · Feb 21, 2027 to Feb 21, 2029
What this is

Buildings taller than six stories file a facade inspection report by a QEWI once every five-year cycle. Tax blocks ending in 1, 2 or 3 are in sub-cycle 10C. DOB facade records for this building show $1,871,100 in late-filing or failure-to-file penalties. Agency page

Feb 21, 2029
in 830 days
Filing window not open yet
Gas piping inspection (2029 cycle) Likely applies
Local Law 152 · During 2029
What this is

Buildings with gas piping (except one- and two-family homes) need a periodic gas piping inspection by a licensed master plumber every four years. Community district 5 is on the 2029 cycle; certification is filed with DOB after the inspection. Buildings with no gas piping file a certification instead. Agency page

Dec 31, 2029
in 1143 days
Next cycle year 2029

Open violations

ECB / OATH (20) · $39,875 owed
IssuedViolationHearingBalance
Jun 30, 2025Construction CLASS - 3
OBSERVED AT EXPOSURE#1 SIDEWALK SHED ERECTED UNDER PERMIT#M01012604 WITH LIGHTING. LIGHTS HAVE BEEN DAMAGED AND WIRING IS EXPOSED., REPAIR AND OR REPLACE; MAKE REPAIRS
#39152306Z
Sep 4, 2025
DEFAULT
$500
Oct 19, 2022Local Law CLASS - 2
FAILURE TO SUBMIT AN ACCEPTABLE REQUIRED CYCLE 6,7C,AND 8C REPORT OF CRITICAL EXAMINATION DOCUMENTING CONDITION OF EXTERIOR WALL AND APPURTENANCES REQUIRED BY 28-302.4 FOR CONTROL#803144.AGG2 HISTORY OF NONCOMP
#37022979P
Feb 9, 2023
DEFAULT
$10,000
May 9, 2022Elevators CLASS - 1
CLASS 1 RESTORE TO SERVICE FOR PROPER INSPECTION BY DOB.
#39061798K
Oct 27, 2022
DEFAULT
$3,125
Jun 29, 2020Construction CLASS - 2
FAILURE TO COMPLY W/THE COMM'S ORDER CONTAINED IN SUMMONS/VIO#35173787X ISSUED ON 09/27/16 & TO FILE A CERT OF CORRECTION PURSUANT TO 28-2011 & 1RCNY 102-01(D)(2). REMEDY: FILE A CERT OF CORRECTION.
#37019445N
Oct 1, 2020
DEFAULT
$3,125
Jun 29, 2020Construction CLASS - 2
FAILURE TO COMPLY W/THE COMM'S ORDER CONTAINED IN SUMMONS/VIO#35173799N ISSUED ON 08/10/16 & TO FILE A CERT OF CORRECTION PURSUANT TO 28-2011 & 1RCNY 102-01(D)(2). REMEDY: FILE A CERT OF CORRECTION.
#37019446P
Oct 1, 2020
DEFAULT
$3,125
May 20, 2020Local Law CLASS - 2
FAILURE TO SUBMIT AN ACCEPTABLE REQUIRED CYCLE 7C & 8C REPORT CRITICALEXAMINATION DOCUMENTING CONDITION OF EXTERIOR WALL & APPURTENANCES REQUIRED BY 28-302.4 FOR CONTROL#803144. AGG2 HISTORY OF NONCOMPLIANCE ON
#37019038X
Aug 27, 2020
DEFAULT
$10,000
Oct 28, 2019Local Law CLASS - 2
FAILURE TO SUBMIT A REQUIRED CYCLE 8B REPORT OF CRITICAL EXAMINATION DOCUMENTING CONDITION OF EXTERIOR WALLS & APPURTENANCES REQUIRED BY 28-302.4 FOR CONTROL#803144. AGG2 HISTORY OF NONCOMPLIANCE ON 37009272P,
#37015904P
Oct 8, 2020
DEFAULT
$10,000
Mar 7, 2018Local Law CLASS - 2
FAILURE TO SUBMIT ACCEPTABLE 7TH ROUND REPORT OF CRITICAL EXAMINATION DOCUMENTING CONDITION OF EXTERIOR WALLS AND APPURTENANCES REQUIRED BY 28-302.4 FOR CONTROL #703144. AGG2 HISTORY OF NONCOMPLIANCE ON 3602356
#37009272P
Jul 26, 2018
IN VIOLATION
$0
Feb 5, 2018Construction CLASS - 2
FAILURE TO MAINTAIN EXTERIOR BLDG FACADE & APPURTENANCES AS NOTED:EXP#1 & 4 SPALLED(MASONRY)ROOF EXPOSURE,DAMAGED COPING STORES (STEPCORKS),DAMAGED (MORTAR) JOINST ON PARAPET WALLS,CRACKS ON BULKHEAD DETERIORAT
#35265110M
May 24, 2018
DEFAULT
$0
Sep 27, 2016Construction CLASS - 1
FAILURE TO TAKE AND PROVIDE ADEQUATE SAFETY MEASURES WHERE REQUIRED TOPROTECT AND SECURE PUBLIC SAFETY FACADE AS PER 1RCNY 103-04 NO AMENDED REPORT FILE AS OF 9/10/2003 ROOF PARAPET HORIZONTAL CRACKS, BULKHEAD
#35173787X
Nov 17, 2016
DEFAULT
$0
Aug 10, 2016Construction CLASS - 1
FAILURE TO TAKE & PROVIDE ADEQUATE SAFETY MEASURES WHERE REQUIRED TO PROTECT & SECURE PUBLIC SAFETY FROM UNSAFE FACADE AS PER 1RCNY103-04 NOAMENDED REPORT AS OF 9-10-03. 1)SOUTH ELEV EXP#1 WEST STAIRWELL BULKHE
#35173799N
Dec 8, 2016
IN VIOLATION
$0
Nov 23, 2015Local Law CLASS - 2
FAIL TO FILE AN ACCEPTABLE TECH REPORT IN COMPLIANCE W/CODE PROVISIONS:NOV #36026813R PERIODIC INSPECTION OF EXTERIOR WALLS & APPURTENANCES AS REQ BY DOB.REM:FILE REQUIRED REPORT TO DOB.
#36023568Z
Apr 21, 2016
IN VIOLATION
$0
Dec 22, 2014Local Law CLASS - 2
FAILURE TO FILE AN ACCEPTABLE CYCLE 7 TECHNICAL REPORT IN COMPLIANCE WITH CODE PROVISIONS: PERIODIC INSPECTION OF EXTERIOR WALLS & APPURTENANCES AS REQUIRED BY ARTICLE 28-302 & THE DEPT OF BLDGS RULES & REGULAT
#36026813R
Apr 30, 2015
DEFAULT
$0
Jun 29, 2012Local Law CLASS - 2
FAILURE TO FILE AN ACCEPTABLE SIXTH ROUND TECHNICAL REPORT IN COMPLIANCE WITH ARTICLE 28-302 OF THE BUILDING CODE & DOB RULES & REGULATIONS 36017806Y RESPONDENT HAS DEMONSTRATED A HISTORY OF NON COMPLIANCE WITH
#36018502J
Aug 30, 2012
IN VIOLATION
$0
Dec 15, 2011Construction CLASS - 2
FAILURE TO FILE AN ACCEPTABLE SIXTH ROUND TECHNICAL REPORT IN COMPLIANCE WITH CODE PROVISIONS:PERIODIC INSPECTION OF EXTERIOR WALLS & APPURTENANCES AS REQUIRED BY ARTICLE 28.302 & THE DOB RULES & REGULATIONS 36
#36017806Y
Apr 12, 2012
IN VIOLATION
$0
Jan 25, 2011Local Law CLASS - 2
FAILURE TO FILE AN ACCEPTABLE 6TH ROUND TECHNICAL REPORT IN COMPLIANCEW/CODE PROVISIONS: PERIODIC INSPECTION OF EXTERIOR WALLS & APPURTENANCES AS REQUIRED BY ARTICLE 28.302 AND THE DOB RULES AND REGULATIONS.
#36015963Z
Aug 18, 2011
WRITTEN OFF
$0
Apr 28, 2010Local Law CLASS - 2
FAILURE TO FILE AN ACCEPTABLE SIXTH ROUND TECHNICAL REPORT IN COMPLIANCE W/ CODE PROVISIONS: PERIODIC INSP. OF EXTERIOR WALLS & APPURTENANCES AS REQUIRED BY ARTICLE 28.302 & THE D.O.B. RULES & REGULATIONS. REME
#36013090J
Jul 8, 2010
WRITTEN OFF
$0
Jan 27, 2010Construction CLASS - 2
FAILURE TO FILE AN ARCHITECT/ENGINEER REPORT CERTIFYING EXIT/DIRECTIONAL SIGNS ARE CONNECTED TO EMERGENCY POWER SOURCE/STORAGE BATTERY EQUIPMENT.REM:FILE ARHITECT/ENGINEER REPORT.
#36011892M
Aug 26, 2010
IN VIOLATION
$0
Dec 7, 2008Construction CLASS - 2
FAILURE TO SUBMIT AN ACCEPTABLE 6TH ROUND TECHNICAL REPORT IN COMPLIANCE WITH CODE PROVISIONS: PERIODIC INSPECTION OF EXTERIOR WALLS & APPURTENANCES AS REQUIRED BY ARTICLE 28.302 & THE D.O.B. RULES & REGULATION
#36006456J
Jun 12, 2009
IN VIOLATION
$0
Sep 25, 2008Unknown CLASS - 1
FAILURE TO FILE AFFIDAVITS AND/OR COMPLY W/ OTHER REQUIREMENTS SET FORTH FOR PHOTOLUMINESCENT EXIT PATH MARKING REMEDY: COMPLY W/ REQUIREMENTS OF REFERENCE STANDARDS (RS)6-1
#36000168H
Apr 23, 2009
IN VIOLATION
$0
DOB (16)
IssuedViolationStatus
Feb 16, 2024HAZARDOUS CONDITION (FACADE)
CYCLE 9C UNSAFE REPORT FILED
#911469
DOB VIOLATION - ACTIVE
Apr 29, 2021FAILURE TO POST ENERGY GRADE/SCORE
FAILURE TO DISPLAY ENERGY EFFICIENCY SCORE AND ENERGY EFFICIENCY GRADE AS PER ADCODE SEC. 28-309.12.3
#2000666
DOB VIOLATION - ACTIVE
Sep 6, 2019(OTHER BLDGS TYPES) - ELEVATOR AFFIRMATION OF CORRECTION
VIO ISSUED TO ELEVATOR - FAIL TO CORRECT DEFECTS ON 2017 CAT 1 INSP/TST TST
#05660
DOB VIOLATION - ACTIVE
Sep 6, 2019(OTHER BLDGS TYPES) - ELEVATOR AFFIRMATION OF CORRECTION
VIO ISSUED TO ELEVATOR - FAIL TO CORRECT DEFECTS ON 2017 CAT 1 INSP/TST TST
#05659
DOB VIOLATION - ACTIVE
Jan 26, 2018(OTHER BLDGS TYPES) - ELEVATOR AFFIRMATION OF CORRECTION
VIO ISSUED TO ELEVATOR - FAIL TO CORRECT DEFECTS ON 2016 CAT 1 INSP/TST
#06839
DOB VIOLATION - ACTIVE
Jan 26, 2018(OTHER BLDGS TYPES) - ELEVATOR AFFIRMATION OF CORRECTION
VIO ISSUED TO ELEVATOR - FAIL TO CORRECT DEFECTS ON 2016 CAT 1 INSP/TST
#06838
DOB VIOLATION - ACTIVE
Jan 17, 2018CONSTRUCTION
OWNER FAILED TO SUBMIT ACCEPTABLE 6&7 CYCLES EXTERIOR WALLS AND APPURTENANCE CRITICAL EXAMINATION TECHNICAL REPORT FILED BY A REGISTER DESIGN PROF.AS REQ'D BY AC28-302 & DOB RULES AND REGULATIONS.REMEDY: SUBMIT ACCEPTABLE EXTERIOR WALLS & APPURTENANCE CRITICAL EXAMINATION TECHNICAL REPORT BY REGISTE
#LL10508KD
DOB VIOLATION - ACTIVE
Dec 28, 2016FAIL TO CERTIFY CLASS 1
FAILURE TO CERTIFY CORRECTION ON IMMEDIATELY HAZARDOUS (CLASS 1) ECB VIOLATION
#00045
DOB VIOLATION - ACTIVE
Dec 28, 2016FAIL TO CERTIFY CLASS 1
FAILURE TO CERTIFY CORRECTION ON IMMEDIATELY HAZARDOUS (CLASS 1) ECB VIOLATION
#00046
DOB VIOLATION - ACTIVE
Nov 14, 2016(OTHER BLDGS TYPES) - ELEVATOR AFFIRMATION OF CORRECTION
VIO ISSUED TO ELEVATOR - FAIL TO CORRECT DEFECTS ON 2014 CAT 1 INSP/TST
#07906
DOB VIOLATION - ACTIVE
Nov 14, 2016(OTHER BLDGS TYPES) - ELEVATOR AFFIRMATION OF CORRECTION
VIO ISSUED TO ELEVATOR - FAIL TO CORRECT DEFECTS ON 2014 CAT 1 INSP/TST
#07905
DOB VIOLATION - ACTIVE
Dec 31, 2013NO REPORT AND / OR LATE FILING (FACADE)
FAILED TO FILE FISP CYCLE 7C TECHNICAL REPORT BY 02/21/2013
#00097
DOB VIOLATION - ACTIVE
Aug 15, 2012ELEVATOR

#ACC100938
DOB VIOLATION - ACTIVE
Mar 31, 2008EMERGENCY POWER

#NRF00565
DOB VIOLATION - ACTIVE
Nov 30, 2007LOCAL LAW 11/98 - FACADE

#NRF42978
DOB VIOLATION - ACTIVE
Aug 8, 2002LOCAL LAW 11/98 - FACADE

#NRF50865
DOB VIOLATION - ACTIVE
DOB NOW Safety (20)
IssuedViolationStatus
Sep 18, 2025Gas Piping - LL152 FTF-PL-PER
Cycle 1, Sub-cycle B (premises is in Community District 5)
Active
Feb 16, 2024Facades FISPHAZ
CYCLE 9C UNSAFE REPORT FILED
Active
Oct 23, 2023Elevators FTC-VT-CAT1-CO
Violation Issued-Failure To File 2021 Cat1 Test Affirmation of Correction
Active
Oct 23, 2023Elevators FTC-VT-CAT1-CO
Violation Issued-Failure To File 2022 Cat1 Test Affirmation of Correction
Active
Oct 2, 2023Elevators FTC-VT-PER-CO
Violation Issued-Failure To File 2022 Periodic Inspection Affirmation of Correction
Active
Apr 29, 2021Energy Grade - LL33 FTP-EN-EGRDEA
Active
Sep 6, 2019Elevators ACC1
Active
Sep 6, 2019Elevators ACC1
Active
Apr 30, 2019Facades FISPNRF
FAILED TO FILE FISP CYCLE 8C TECHNICAL REPORT BY 02/21/2019
Active
Jan 26, 2018Elevators ACC1
Active
Jan 26, 2018Elevators ACC1
Active
Dec 28, 2016AEUHAZ FTC-AEU-HAZ
Active
Dec 28, 2016AEUHAZ FTC-AEU-HAZ
Active
Nov 14, 2016Elevators ACC1
Active
Nov 14, 2016Elevators ACC1
Active
Dec 31, 2013Facades FISPNRF
FAILED TO FILE FISP CYCLE 7C TECHNICAL REPORT BY 02/21/2013
Active
Aug 15, 2012Elevators E
Active
Aug 15, 2012Elevators E
Active
Mar 31, 2008Emergency Power FTF-EL-ENRF
Active
Nov 30, 2007Facades LL1198
CYCLE 6 NO REPORT FILED
Active
HPD (0)

None open.

Check the agency records

Always confirm on the city's own systems before acting: DOB BIS property profile · DOB NOW · HPD Online · Pay ECB/OATH penalties (CityPay)

City records as of Nov 14, 2026, 5:47 AM ET. BBL 1010120026.

Look up another building