Manhattan · Block 993 · Lot 5 · 10018

143 West 40 Street

9 floors · 43,571 sq ft · built 1964 · class G9 · owner of record: 1435 Broadway Llc

26open violations
$32,500ECB/OATH penalties owed
0HPD class C (immediately hazardous)
168dto Energy and water benchmarking

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New violations the morning after they're issued, plus deadline reminders. Free for one building.

Compliance deadlines

RequirementDueStatus
Annual parapet observation Check
Local Law 126 · By December 31 each year
What this is

If the building has a parapet facing a street, sidewalk or other public way, a competent person (such as a mason, engineer or architect) must observe it every year and the owner keeps the report for DOB on request. Detached one- and two-family homes are exempt. Agency page

Dec 31, 2026
in 47 days
Keep the report on file (not filed with DOB)
Energy and water benchmarking Likely applies
Local Law 84 · May 1 each year
What this is

Buildings over 25,000 sq ft (this lot shows 43,571 sq ft) report energy and water use for the prior calendar year through ENERGY STAR Portfolio Manager. The city's Covered Buildings List is the final word on which buildings must file. Agency page

May 1, 2027
in 168 days
Annual filing
Building emissions report Likely applies
Local Law 97 · May 1 each year (extensions available)
What this is

Covered buildings file an annual greenhouse gas emissions report certified by a registered design professional. Buildings over their emissions limit owe penalties, so it pays to check early. Agency page

May 1, 2027
in 168 days
Annual filing
Facade inspection report (Cycle 10C) Applies
Local Law 11 / FISP · Feb 21, 2027 to Feb 21, 2029
What this is

Buildings taller than six stories file a facade inspection report by a QEWI once every five-year cycle. Tax blocks ending in 1, 2 or 3 are in sub-cycle 10C. DOB facade records for this building show $1,224,600 in late-filing or failure-to-file penalties. Agency page

Feb 21, 2029
in 830 days
Filing window not open yet
Gas piping inspection (2029 cycle) Likely applies
Local Law 152 · During 2029
What this is

Buildings with gas piping (except one- and two-family homes) need a periodic gas piping inspection by a licensed master plumber every four years. Community district 5 is on the 2029 cycle; certification is filed with DOB after the inspection. Buildings with no gas piping file a certification instead. Agency page

Dec 31, 2029
in 1143 days
Next cycle year 2029

Open violations

ECB / OATH (8) · $32,500 owed
IssuedViolationHearingBalance
Jun 25, 2026Construction CLASS - 1
FAILURE TO SUBMIT A CERTIFICATE OF CORRECTION OF VIOLATION #37025591M ISSUED ON 10-11-2023 FOR UNLAWFUL ACTS. FAILURE TO COMPLY WITH COMMISSIONER'S ORDER (NO ENGINEER'S REPORT N2 ON DOB FILE), COMPLY WITH COMMI
#39193822X
Sep 3, 2026
DEFAULT
$12,500
Jun 25, 2026Construction CLASS - 2
AT TIME OF INSPECTION OBSERVED THAT NO STEEL PROPS SUPPORTING 1ST FLOOR SLAB IN CELLAR LEVEL (SLAB RECTIFIED) HOWEVER FAILURE TO SUBMIT A CERTIFICATE OF CORRECTION OF VIOLATION #39085656L ISSUED ON 05-05-2023 F
#39193821Y
Sep 3, 2026
DEFAULT
$6,250
Apr 20, 2026Local Law CLASS - 2
FAILURE TO FILE ACCEPTABLE AMENDED CYCLE 8C AND 9C REPORT INDICATING CORRECTION OF UNSAFE CONDITIONS DESCRIBED IN INITIAL FACADES REPORT REQUIRED BY 28-302.5 FOR CONTROL #903017. AGG1: PRIOR NOV 37026383M UNDER
#37036472N
Jul 16, 2026
DEFAULT
$10,000
Jan 16, 2024Local Law CLASS - 2
FAILURE TO FILE ACCEPTABLE AMENDED CYCLE 8C REPORT INDICATING CORRECTION OF UNSAFE CONDITIONS DESCRIBED IN INITIAL FACADES REPORT REQUIRED BY 28-302.5 FOR CONTROL#803017.REM:FILE ACCEPTABLE REPORT.
#37026383M
Jan 2, 2025
IN VIOLATION
$1,250
Oct 11, 2023Construction CLASS - 1
FAILURE TO COMPLY WITH THE COMMISSIONER'S ORDER IN DOB VIOLATION VIO23-01318,DATED 5/5/2023.RESPONDENT WAS REQUIRED TO SUBMIT AN ENGINEER'S REPORT CONCERNING STRUCTURALLY DEFICIENT CONDITIONS.AS OF 10/11/2023,A
#37025591M
Mar 4, 2025
IN VIOLATION
$2,500
May 5, 2023Construction CLASS - 1
CELLAR LEVEL STRUCTURAL STEEL SUPPORTING FIRST FLOOR CONCRETE SLAB, COMPLETELY CORRODED AND FULLY MISSING IN 3 AREA. LIGHT CORROSION ON STRUCTURAL STEEL FOR ALL UPPER FLOORS ENGINEER'S REMOVE PART OF CEILING TO
#39085656L
Jul 13, 2023
IN VIOLATION
$0
May 5, 2023Construction CLASS - 2
ON ALL FLOORS CELLAR TO ROOF DRAINS NOT WORKING OR BROKEN CAUSING FLOODING ON SOME LEVELS BY STAIRS, ALSO CAUSING DAMAGE TO CEILINGS AND PARTS OF CEILINGS FALLING., REPAIR AND/OR REPLACE
#39085659R
Jul 13, 2023
ADMIT/IN-VIO
$0
Feb 13, 2020Local Law CLASS - 2
FAILURE TO SUBMIT AN ACCEPTABLE REQUIRED CYCLE 8C REPORT OF CRITICAL EXAMINATION DOCUMENTING CONDITION OF EXTERIOR WALL & APPURTENANCES REQUIRED BY 28-302.4 FOR CONTROL#803017. REMEDY: SUBMIT ACCEPTABLE REQUIRE
#37018364R
Jan 7, 2021
IN VIOLATION
$0
DOB (7)
IssuedViolationStatus
Mar 10, 2026CONSTRUCTION
FAILURE TO MAINTAIN BUILDING IN A CODE COMPLIANT MANNER AS PER SECTION 28.301.1.OF THE NYC ADMIN CODE.NOTED AT TIME OF INSPECTION,OBSERVED AT EXP1,SPALLING AND VERTICAL CRACK ON COLUMN.ALSO AT ROOF ELEVATION ON B ULKHEAD BROKEN WINDOW.CRACKING,EXPOSED MASONRY,MISSING AND DETERIORATE D MORTAR AND PAR
#SR10501BB
DOB VIOLATION - ACTIVE
Jul 24, 2024HAZARDOUS CONDITION (FACADE)
CYCLE 9C UNSAFE REPORT FILED
#911892
DOB VIOLATION - ACTIVE
Feb 22, 2024NO REPORT AND / OR LATE FILING (FACADE)
FAILED TO FILE FISP CYCLE 9C TECHNICAL REPORT BY 2/21/2024
#01608
DOB VIOLATION - ACTIVE
Oct 4, 2023FAIL TO CERTIFY CLASS 1
FAILURE TO CERTIFY CORRECTION ON IMMEDIATELY HAZARDOUS (CLASS 1) ECB VIOLATION
#00331
DOB VIOLATION - ACTIVE
May 24, 2023CONSTRUCTION
OVERHEAD HAZARDS&STRUCTRL DEFECTS POSE DANGER 2.PUBLIC.DAMGD.STEEL BEAMS W.CORRDD WEBS AND/OR FLANGES AT THE.BEARING ENDS ON MULTPL LVLS RETAIN REG NYS DESIGN PROF2FILE PLANS,DRWGS4PERMANT REPAIR BY 7/28/23 START WRK BY 8/25/23
#CE10502AD
DOB VIOLATION - ACTIVE
May 5, 2023CONSTRUCTION

#E10501AD
DOB VIOLATION - ACTIVE
May 5, 2023CONSTRUCTION
THE OCCUPIED PARKING STRUCTURE OBSERVED TO BE IN THE STATE OF DISREPAIR. CRACKS IN CONCRETE UNDER 1ST FLOOR SLAB AT CELLAR LEVEL, STEEL IS FULLY DETERIORATED AND MISSING IN SOME AREAS, TEMPORARY SHORING INSTALLED TO SUPPORT 1ST FLOOR.
#23-01318
DOB VIOLATION - ACTIVE
DOB NOW Safety (11)
IssuedViolationStatus
Oct 29, 2026Elevators FTC-VT-PER-CO
Violation Issued-Failure To File 2025 Periodic Inspection Affirmation of Correction
Active
Apr 20, 2026GHG Emissions - LL97 FTF-EN-LL97320
Active
Oct 10, 2025Elevators FTC-VT-CAT1-CO
Violation Issued-Failure To File 2024 Cat1 Test Affirmation of Correction
Active
Oct 10, 2025Elevators FTC-VT-CAT1-CO
Violation Issued-Failure To File 2024 Cat1 Test Affirmation of Correction
Active
Sep 18, 2025Gas Piping - LL152 FTF-PL-PER
Cycle 1, Sub-cycle B (premises is in Community District 5)
Active
Dec 31, 2024Parking Structures FTC-PS-UNSAFE
Unsafe report of parking structures filed.
Active
Jul 24, 2024Facades FISPHAZ
CYCLE 9C UNSAFE REPORT FILED
Active
Feb 22, 2024Facades FISPNRF
FAILED TO FILE FISP CYCLE 9C TECHNICAL REPORT BY 2/21/2024
Active
Oct 23, 2023Elevators FTC-VT-CAT1-CO
Violation Issued-Failure To File 2018 Cat1 Test Affirmation of Correction
Active
Oct 23, 2023Elevators FTC-VT-CAT1-CO
Violation Issued-Failure To File 2018 Cat1 Test Affirmation of Correction
Active
Oct 4, 2023AEUHAZ FTC-AEU-HAZ
Active
HPD (0)

None open.

Issued in the last 120 days

DateSourceWhatNow
Oct 29, 2026DOB SafetyElevators: Violation Issued-Failure To File 2025 Periodic Inspection Affirmation of CorrectionOpen

Check the agency records

Always confirm on the city's own systems before acting: DOB BIS property profile · DOB NOW · HPD Online · Pay ECB/OATH penalties (CityPay)

City records as of Nov 14, 2026, 5:03 PM ET. BBL 1009930005.

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